click to return to home page
UR Home Pages restrict
search to
Anesthesiology Home Anes
UR Medical Center Home URMC
StrongHealth Home Strong
University of Rochester Home UR




State of the Department

Introduction
The Present Situation
Departmental Administrative Reorganization

Introduction

The following sections provide a brief retrospective look at the Department, followed by a brief summary of our last four years with respect to the environment, the challenges, and the fundamental principles that have guided our strategic and operational plans to fulfill our specific goals and missions while supporting the goals and missions of URMC. A summary then follows of the implementation of these plans and the implications they have had in the reorganization of the Department and the implementation of our present integrated strategy working with Perioperative Services within Strong Health and URMC.

Our History

In 1954, Dr. Nicholas Greene founded our residency program, which continues to be the academic core of our raison d'etre. At that time, Anesthesiology was still a Division of the Department of Surgery. It became a Department in 1969 under the leadership of Dr. Alastair Gillies, who began its transformation from a private practice to an academic practice. Paradoxically, the roles of private practice models within the Department are now becoming an increasingly important component of our overall strategy with the development of career pathways that include practice in both Strong Memorial and Highland Hospitals and private practitioners working and teaching within Strong Memorial. In 1983, Dr. Ronald Gabel came to us from the Peter Bent Brigham Hospital and Harvard University, bringing unbounded energy and enthusiasm (that continues to this day) to carry out the next series of changes; enhancing the residency program, evolving the practice toward sub-specialized groups, expanding the clinical services, and establishing the foundations for research activities. After stepping down as Chair, Dr. Gabel developed and led the anesthesiology services at Lattimore Surgical Center.

Dr. Denham Ward was recruited in 1992 from UCLA where he had been both Director of the Residency Program and the leader of a human physiology laboratory studying respiratory control. He brought both elements of expertise to the Department along with colleagues to continue both activities as he assumed the Chair's duties. During his tenure as Chair, the clinical service demands expanded rapidly; Highland Hospital was purchased by the University and the practice brought within the Department; an exclusive contractual arrangement to provide anesthesia services at the nearby Lattimore Community Surgicenter was established; a basic research program was begun in collaboration with the Department of Pharmacology & Physiology; sub-specialization expanded by degrees; and the administrative role of the Department in the OR established with his leadership of the Surgical Support Service. In 2001, Dr. Ward decided that it was time to spend more time with his family and focus on the academic areas that he missed. On stepstepping down as Chair, he took a yearlong sabbatical in Leiden, Holland and returned to foster clinical research within the Department and lead the Department's contributions to educating medical students. Dr. Ward has obtained funding for his research in respiratory control and now devotes much of his time to medical student educational programmatic development while maintaining a valued presence as a clinical teacher for students, residents and fellows in the OR.

The present Chair, James L. Robotham, was recruited from the Imperial College School of Medicine in London where he had been Chairman of Anesthetics and Intensive Care and Deputy-Chair of Surgery, after having been 20 years at Johns Hopkins University. He assumed the post of Director of Perioperative Services for Strong Health in March 2001 and Chair of the Department of Anesthesiology in July 2001.

Top, Reorg

The Present Situation

The last years have been a transition period for the Department in a rapidly changing local and national health care scene that has included: the financially necessary closing of our offsite Pain Center; the sudden closure of The Genesee Hospital in May 2001; the beginnings of a reversal in the severe reductions in reimbursement by private insurers and continued undervalued reimbursements from governmental agencies; the worst marketplace for the recruitment of anesthesiologists to Rochester in the past half-century that is now being reversed; continued outstanding evaluations by the ACGME of our resident and fellow training programs allowing us the opportunity to increase the number of residents; the closure of the Rochester General Hospital's Level One Trauma Unit making us the only Level One Trauma Center in this region; unprecedented growth in the number and complexity of general and specialized surgical cases at Strong Memorial and Highland Hospitals due to both local events and national trends; a change in the senior leadership of the Medical Center in May 2003; and continued URMC leadership support of the Department's missions. The Department has put in place a continuous evolutionary process of change in response to the need to fulfill our goals and missions. This process continues on a daily basis but in general the last four years can be characterized as:

  • Continued progress and focus on core academic teaching programs and patient care missions;
  • A successful vigorous recruitment strategy for new clinicians and scientists;
  • A rebuilding of the basic science platform in collaboration with the Department of Pharmacology & Physiology;
  • Fundamental changes in the governance and financial strategic and operational activities of the Department, particularly the integration of the goals for the Department of Anesthesiology and Perioperative Services, and finally but importantly
  • A transition from negative to positive balances in our financial statements.

    Leadership and management theory has frequently focused on defining organizations as either centralized or decentralized. A principle that has defined the evolution of the Department during the past four years has been that a complex organization works best if there is centralized strategic vision and decentralized implementation of operational activities on the ground level. A second guiding principle has been that success of the Department of Anesthesiology depends on the success of the Strong Health system's ORs, and conversely that success for Strong Health and its surgical programs in all areas related to the OR depends on the success of the Department of Anesthesiology in all of its missions.

    One cannot overemphasize the importance these principles in order to understand what we are doing now and where we need to go.

    The following paragraphs provide an overview and specifics regarding these activities.



    Top, Reorg

    Departmental Administrative Reorganization

    Program Administrative Staffing
    Departmental Faculty Administrative Governance Structure and Function
    Departmental Growth, Retention and Recruitment
    Redefining Relationships of the Dept. of Anesthesiology, School of Medicine, & Strong Health Missions
    Redefining Relationships and Process Within the Department of Anesthesiology
    Triple Threat Department rather than Triple Threat Individuals
    Redefining the Relationships between the Dept. of Anesthesiology and Strong Health Systems

    Program Administrative Staffing

    The opportunity arose to apply the principle that senior administrative expertise in the business world provides numerous elements needed for a modern academic medical practice. With this principle in mind, Ms. Debra Bulter MBA, CPA with prior experience as an auditor for KPMG, within Wegman's (one of Rochester's best run businesses), and with a local entrepreneurial start up company, was recruited to be our Program Director/COO. Ms. Bulter then recruited, Ms. Jaime Ciavarri CPA, to be our CFO. This brought an enormous degree of financial and organizational expertise to focus on all activities within the Department. Ms. Bulter also provides the financial expertise as Program Administrator of Perioperative Services within Strong Health that allowed the creation of the Perioperative Services Financial Oversight Committee that has been fundamental to an extensive reorganization of operating room activities at Strong Memorial Hospital under the Executive Committee of Perioperative Services and is presently being translated in applications for Highland Hospital. Working with the major service units within the University and the Medical Center (e.g. Information Technology Services, Facilities, Purchasing, Finance, Human Resources, and Housekeeping), the Department has established new and productive relationships as results of Ms. Bulter's efforts. Ms. Ciavarri has provided in depth analyses of the Department's financial status along with detailed projections for the future and was at the center of rebuilding a financially viable Pain Center at Strong Memorial Hospital. Together, Ms. Bulter and Ms. Ciavarri have substantially reorganized and provided in depth training for our Billing section under Ms. Paula Stephen-Flores, which is our financial lifeline. The results of this process are evident by the marked improvement in our long-term financial viability. Development and implementation of a consistent, yearly budget according to accepted accounting procedures and formats with detailed auditing and monthly surveillance is now an integral component of our administrative core activities and competence. The budget process that has evolved from our first year of data, has produced predictions accurate to less than 1% over the entire year for the past three financial years. The application of financial management information to informing strategic analysis and decision making has been crucial in the overall operational and financial success of the Department in moving from the red to the black by the end of our first financial year with continued generation of a positive margin in each subsequent year. The administrative staff duties were reorganized along the principles of:

  • providing sufficient training for demonstrable expertise for a given function;
  • cross training and cross cover for all critical functions;
  • centralization of functional administrative responsibilities;
  • decreasing administrative staff levels and overhead expenses to a minimum with concurrent improvements in productivity, expertise, and retention accompanied by a reduction in errors.

    A substantial reduction in overhead was obtained and has been sustained with this reorganization. While the change provoked by this "real world business" approach was initially subject to skepticism by some, it has produced a tremendously positive team spirit of cooperation, individual initiative to fix problems, and an appreciation that permanently fixing a problem with a long term strategy for successful operational activity is usually better than the "quick fix" with the same problem recurring. These principles have been applied throughout the Department and Perioperative Services substantively influencing the organization and governance of both the Department of Anesthesiology and Perioperative Services.

    The reorganization of operational activities has been important in the coordinated and increasingly complex regulatory processes needed to carry out credentialing, reappointment and promotion, along with continuous recruitment activities for anesthesiologists, CRNAs and basic scientists.



    Top, Reorg

    Departmental Faculty Administrative Governance Structure and Function

    The focus on the development of leadership within the Department in order to develop and implement a strategic vision has been crucial to the evolution of the present administrative structure of the Faculty. The administrative organization is designed to transfer a substantial portion of governance to the individual Division Chiefs and a small number of individuals taking responsibility for critical Departmental functions. The Vice-Chair for Clinical Affairs, the Director of Clinical Operations/Senior Clinical Coordinator, the Residency Program Director and the Department's Program Administrator meet with the Chair on a weekly formal and frequent informal basis. The Division Chiefs meet with the Chair on a bi-monthly basis. The Departmental Executive Committee meets monthly and is composed of all of the above plus all the Division Chiefs and the Chief of Service at Highland Hospital, Director of Basic Science Research, Director of QA, Chair of the Clinical Competency Committee, and Chair of Resident Recruitment. The Executive Committee approves all changes in Departmental Policy, acts in an advisory capacity to the Chair, and provides the forum for a report each month by one of the Division/Program Chiefs of their group's present status and plans for the future.

    Each year, the Executive Committee elects one junior faculty member with leadership potential to participate in the Executive Committee for one year as part of leadership development program within the Department. This has proven very effective in developing an understanding of the political processes required to affect change and develop new projects.

    A monthly Faculty Meeting provides a forum for providing information, discussing relevant current issues, with a brief review of the status of our staffing, recruitment, educational, and clinical programs and an open forum for issues to be brought forth for discussion by all. A Departmental financial report is delivered quarterly and a "State of the Department" review is delivered annually.

    A large number of committees inherited in 2001 have been eliminated and functions consolidated.



    Top, Reorg

    Departmental Growth, Retention and Recruitment

    A focus on recruitment for both SMH and HH has been a major activity of the Chair's office. The first four years have witnessed a 27% increase in surgical volume at Strong Memorial, the opening of 12 state of the art ORs at Strong Memorial, 4 new ORs at Highland Hospital signifying a 50% increase in OR capacity at HH over two years along with increased surgical volume at the Lattimore Surgical Center. This past year resulted in an incremental 4% growth in surgical volume at SMH but a 3% decrease in surgical volume at HH due to movement in surgical practices within Rochester that should be reversed next year.

    The rationale for continuous recruitment activity is manifestly evident. We have developed a local, regional, national, and international strategy to encompass recruitment efforts for:

  • traditional academic anesthesiologists who focus on clinical teaching;
  • traditional academic clinician-scientists who might collaborate with industry or obtain independent extramural funding in clinical studies;
  • academic clinician translational researcher anesthesiologists who will work with the basic scientists we continue to recruit in the area of mitochondrial research;
  • clinicians presently in private practice who wish to return to an academic milieu at this time in their career; and
  • young anesthesiologists completing their training who have the options to develop careers at either Strong Memorial (academic model) or Highland Hospital (private practice model), or in a nationally innovative approach, work 50/50 at Strong and Highland during their first 2-3 years to realistically understand both of these different worlds.

    Indeed, we also seen long term academic faculty at Strong Memorial fulfill a desire for a change of pace and life style by staying within the Department and practicing at Highland Hospital. The national marketplace for anesthesiologists and CRNAs has been for five years, and is predicted to continue for some time, the worst in anyone's memory. Our success in recruitment is a testament to the quality of the professional and family life styles that the University of Rochester and the Rochester community offers. In the last 4 years we have recruited 16 anesthesiologists and 11 CRNAs. Eight of the 16 anesthesiologist recruitments have come from residents and fellows within our own training program. Additionally, we have recruited three pain physicians (two from our own training program), one psychologist, and three basic scientists (two with NIH funding).



    Top, Reorg

    Redefining Relationships of the Department of Anesthesiology (DA), the School of Medicine (SOM), and Strong Health Missions

    We have redefined the goals of DA to fulfill the missions of DA and Strong Health from being considered in conflict for the same resources, to being those goals necessary to develop needed resource support for both institutional missions in a complementary fashion. In brief, a well-run OR will result in resources needed to fulfill our academic teaching and research missions while a well-run academic and clinical program by the Department is necessary for the ORs in Strong Health to function optimally. This has resulted in a highly successful integration of resources, information, communication, strategic planning, and operational activities in the governance of the Department and Perioperative Services.



    Top, Reorg

    Redefining Relationships and Process Within the Department of Anesthesiology

    The relationships between the Departmental faculty at the Highland Hospital (private practice model) and Strong Memorial Hospital (traditional academic practice model) have evolved during the past four years to address the changing healthcare environment nationally and locally. To this end, a transition on both sites from an "us" and "them" relationship that initially existed between the faculties of each site is converging towards a single "us" as part of the most flexible recruiting and retention strategy for anesthesiologists in the US. We have moved from separate recruiting process and goals for HH and SMH to an appreciation of the need for clinicians on both sites to meet the phenomenal rate of compounded surgical growth year on year that cannot be addressed solely by seeking "triple threat, academic" anesthesiologists to SMH. Conversely the association of a "private practice model" within DA without conventional private practice partnership status adversely affected recruitment to HH alone. The obvious solution was to find a recruiting strategy that would allow the best aspects of each hospital site within Strong Health to be utilized to facilitate recruitment to a single department governing both sites.

    For both hospitals, there was a severe shortage of anesthesiologists in the local and national marketplace, due both to early retirements as reimbursements fell and work hours increased, along with increasing bureaucratic red tape. There was a 90 percent fall in US graduate medical students entering anesthesiology residencies in 1996 due to a Federal report predicting few jobs in the future for anesthesiologists. This has been gradually redressed to a degree such that in 2005, 50 percent of the prior numbers in US graduated in 1995 are now within US programs and the total number of residents is returning toward the numbers seen in 1995.

    Our recruitment marketing strategy is designed to offer the unique combined ability to work in both academic and private practice models under a single management structure, shifting % time as one would want between the two models and as positions opened, on a yearly basis. Essentially, the recruiting and retention strategy is to offer everything one might wish over a career in anesthesiology, from bench top research to private practice under one roof, allowing ones' family to remain in the same city profiting from Rochester's family orientation and excellent schools while allowing an anesthesiologist to sample and change professional directions throughout their entire career by moving fluidly between the HH and SMH environments.

    The second issue, who would be the most likely recruitment candidates, became obvious by objective analysis. Firstly the Department offers graduating, US trained, and eligible residents who would find that the ability to work for three years in both academic and private practice environments while obtaining their board certification and solidifying their clinical skills, a unique and attractive option. Secondly, we look for anesthesiologists in mid-career who had been in academia initially and then entered private practice, but now were in a situation where they might welcome a full or partial return to a milieu focused on teaching, an interesting case mix, and the overall academic environment. A financial component within a private practice model provides a stabilizing element to this mid-career transition for some not available at any other institution to our knowledge. We are successfully moving forward with both elements of this strategy.

    The role of the Lattimore Surgical Center (LSC) in providing a training site for anesthesiology residents in the ambulatory setting has undergone a number of major changes during the past year. Changes in the patient population with the opening of new surgicenters in Rochester and the closure of the trauma unit at Rochester General Hospital led to a substantive increase in the number of orthopedic cases at SMH, HH and LSC. During the past year Dr. Stefan Lucas has assumed the post as Director of Anesthesia Services with Dr. Allison Vogt continuing as the Medical Director. A major focus on regional anesthesia, given the caseload in orthopedic ambulatory procedures has provided a base for our teaching in this area that has been expanded to include SMH with the introduction of ultrasound guided regional anesthesia being developed by Dr. Paul Bigeleisen in our Department. Dr. Lucas will continue our efforts to improve service, teaching, and quality of care at Lattimore while taking on the post of Division Chief for Regional Anesthesia in order to coordinate the development of a regional anesthesia service that will provide a presence with improved patient care and teaching at all three clinical sites, SMH, HH, and LSC. This service will focus on those patients who could benefit from regional neuroaxial and peripheral nerve blocks for intra- and post-operative pain relief with enhanced mobilization and rehabilitation.



    Top, Reorg

    Triple Threat Department rather than Triple Threat Individuals

    The unrelenting growth of surgical volume and the problematic national marketplace for anesthesiologists combined with the lack of unlimited resources provides a logical rationale in concluding that it is far better to focus on developing a Triple Threat Department in which individuals excel in one or two of the three classical missions, i.e. clinical skills, teaching abilities, or research potential. It is from the amalgam of these skills present within the Department that individual patients, residents, and fellows will be able to find the expertise expected in a first-class department.

    1. ACGME Fellowships are present in the following subspecialties; Pediatric Anesthesia, Critical Care Anesthesia and Pain Management. It is anticipated that an ACGME approved fellowship in cardiovascular anesthesiology will begin within the next two years.
    2. Departmental Fellowships are available in; Pediatric Anesthesia, Critical Care Anesthesia, Cardiac Anesthesia, Obstetrical Anesthesia, Solid Organ Transplantation Anesthesia, Regional Anesthesia, and General OR Anesthesia.
    3. Simulation - Since 1994, the Department has developed a major focus in developing an educational Medical Simulation Center within the SMH OR environment.

    During the past few years there has been a national and international appreciation that although definitive proof that Simulation improves educational and clinical outcomes, the role of Simulation in an exponentially increasing number of areas is receiving a remarkable degree of interest. While the Department has during the past decade supported and directed the Medical Simulation Center, developing educational scenarios for our residents, fellows, and medical students, the number of requests for support of expanding simulation use from the School of Medicine, Strong Health, and other departments, most notably Emergency Medicine, has produced a need to rethink the governance and structural support of the Simulation Center. The present and expanding future use of the Simulation Center for teaching and evaluation of individual intellectual skills in problem solving, individual technical skills required in the clinical arena, and as importantly, team training in communication, cooperation, and implementation under realistic simulated conditions will require support beyond the means of the Department alone.

    To that end, we have recently created an Executive Committee for the Simulation Center composed of representatives from: the Medical Center Board of Trustees; the Departments of Anesthesiology, Emergency Medicine, Pediatrics, and Surgery; the Center for Bioterrorism; the GME office; and the SOM. The Executive Committee is charged with defining a financially and educationally viable business plan to meet the needs of the University of Rochester Medical Center.



    Top, Reorg

    Redefining the Relationships between the Department of Anesthesiology and Strong Health Systems

    In order to integrate and coordinate the missions and functions of the Department and Strong Health, the Department has extended its prior role in managing the operational activities and governance of the ORs within Strong Health. The previous nomenclature of Surgical Support Services has been changed to reflect the broader role of Perioperative Services (PS) within Strong Health. The PS Executive Committee has as its Director, the Chair of the Department of Anesthesiology while the Vice-Chair of the Department is the Medical Director of PS, and the Program Administrator of the Department has assumed the post of the same title for PS. Most importantly, the governance of PS Executive Committee includes the three nurse managers (Strong Surgical Center -SSC, PreAnesthesia/PACU, and the OR) and senior Chairs of surgical departments who have demonstrated leadership and commitment to the institutional mission at hand. The heads of key UR services, (e.g. Information Systems, Facilities) are active members of the Executive Committee. This Committee meets monthly and as needed to coordinate strategic and operational planning for all activities related to the integrated function of patient care within the operating rooms at SMH.

    As a critically important function, the PS Executive developed a Financial Oversight Committee in 2001, Chaired by the Director of PS and directed by the Program Administrator. The Committee includes the COO and CFO of Strong Health, and representatives of key components of the OR, surgical departments, along with UR financial and purchasing groups. This Committee has been extremely active in a continuous redesigning process of the entire financial structure, analysis, and operational activities of the OR environment including the Materials Processing Department. Thus the missions of the Department and Strong Health are integrally linked together and coordinated with the URMC mission. The PS Financial Oversight Committee reports to the PS Executive and the Director's Office of Strong Health on a monthly or as needed basis and to the Executive Committee of PS on a quarterly basis.

    In principle and in reality, DA and PS are working within the Medical Center to gradually expand the overall integration of the strategic planning and operational activities for the OR including construction and renovation projects. All relevant Departments of the School of Medicine & Dentistry in conjunction with relevant components of Strong Health and URMC have a voice in the strategic planning along with explicit responsibilities in implementing all of the operational aspects from pre-operative evaluation to post-operative care and patient discharge.



    jump to Top of Page
    Anesthesiology Homepage



  • --------